SEC Filings

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Aridis Pharmaceuticals

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Form	Description	Date	Format
4	Statement of changes in beneficial ownership of securities	Sep 8, 2021	Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
424B3	Form of prospectus reflecting facts events constituting substantive change from last form	Aug 27, 2021	Open Form of prospectus reflecting facts events constituting substantive change from last form in HTML.Open Form of prospectus reflecting facts events constituting substantive change from last form in DOC file.Open Form of prospectus reflecting facts events constituting substantive change from last form in PDF file.Open Form of prospectus reflecting facts events constituting substantive change from last form in XLS file.
EFFECT	Notice from the SEC of registration effectiveness	Aug 26, 2021	Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file.Open Notice from the SEC of registration effectiveness in XLS file.
S-3/A	Pre-effective amendment to an S-3 filing	Aug 23, 2021	Open Pre-effective amendment to an S-3 filing in HTML.Open Pre-effective amendment to an S-3 filing in DOC file.Open Pre-effective amendment to an S-3 filing in PDF file.Open Pre-effective amendment to an S-3 filing in XLS file.
S-3	Simplified registration form	Aug 13, 2021	Open Simplified registration form in HTML.Open Simplified registration form in DOC file.Open Simplified registration form in PDF file.Open Simplified registration form in XLS file.
8-K/A	Amendment to a previously filed 8-K	Aug 12, 2021	Open Amendment to a previously filed 8-K in HTML.Open Amendment to a previously filed 8-K in DOC file.Open Amendment to a previously filed 8-K in PDF file.Open Amendment to a previously filed 8-K in XLS file.Open Amendment to a previously filed 8-K in XBLR Viewer.Open Amendment to a previously filed 8-K in XBLR file.
10-Q	Quarterly report which provides a continuing view of a company's financial position	Aug 12, 2021	Open Quarterly report which provides a continuing view of a company's financial position in HTML.Open Quarterly report which provides a continuing view of a company's financial position in DOC file.Open Quarterly report which provides a continuing view of a company's financial position in PDF file.Open Quarterly report which provides a continuing view of a company's financial position in XLS file.Open Quarterly report which provides a continuing view of a company's financial position in XBLR Viewer.Open Quarterly report which provides a continuing view of a company's financial position in XBLR file.
8-K	Report of unscheduled material events or corporate event	Aug 12, 2021	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.Open Report of unscheduled material events or corporate event in XBLR Viewer.Open Report of unscheduled material events or corporate event in XBLR file.
424B5	Form of prospectus disclosing information facts events covered in both forms 424B2 424B3	Aug 4, 2021	Open Form of prospectus disclosing information facts events covered in both forms 424B2 424B3 in HTML.Open Form of prospectus disclosing information facts events covered in both forms 424B2 424B3 in DOC file.Open Form of prospectus disclosing information facts events covered in both forms 424B2 424B3 in PDF file.Open Form of prospectus disclosing information facts events covered in both forms 424B2 424B3 in XLS file.
8-K	Report of unscheduled material events or corporate event	Aug 4, 2021	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
4	Statement of changes in beneficial ownership of securities	Jul 27, 2021	Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
4	Statement of changes in beneficial ownership of securities	Jul 27, 2021	Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
4	Statement of changes in beneficial ownership of securities	Jul 27, 2021	Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
SC 13G	Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions	Jul 27, 2021	Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in HTML.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in DOC file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in PDF file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in XLS file.
8-K	Report of unscheduled material events or corporate event	Jul 26, 2021	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
8-K	Report of unscheduled material events or corporate event	Jul 19, 2021	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
8-K	Report of unscheduled material events or corporate event	Jul 13, 2021	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
8-K	Report of unscheduled material events or corporate event	Jun 3, 2021	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
8-K	Report of unscheduled material events or corporate event	Jun 2, 2021	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
8-K	Report of unscheduled material events or corporate event	May 24, 2021	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
4	Statement of changes in beneficial ownership of securities	May 13, 2021	Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
8-K	Report of unscheduled material events or corporate event	May 11, 2021	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
10-Q	Quarterly report which provides a continuing view of a company's financial position	May 11, 2021	Open Quarterly report which provides a continuing view of a company's financial position in HTML.Open Quarterly report which provides a continuing view of a company's financial position in DOC file.Open Quarterly report which provides a continuing view of a company's financial position in PDF file.Open Quarterly report which provides a continuing view of a company's financial position in XLS file.Open Quarterly report which provides a continuing view of a company's financial position in XBLR Viewer.Open Quarterly report which provides a continuing view of a company's financial position in XBLR file.
10-Q/A	Amendment to a previously filed 10-Q	Apr 30, 2021	Open Amendment to a previously filed 10-Q in HTML.Open Amendment to a previously filed 10-Q in DOC file.Open Amendment to a previously filed 10-Q in PDF file.Open Amendment to a previously filed 10-Q in XLS file.
10-K/A	Amendment to a previously filed 10-K	Apr 30, 2021	Open Amendment to a previously filed 10-K in HTML.Open Amendment to a previously filed 10-K in DOC file.Open Amendment to a previously filed 10-K in PDF file.Open Amendment to a previously filed 10-K in XLS file.
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