SEC Filings

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Aridis Pharmaceuticals

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Form	Description	Date	Format
8-K	Report of unscheduled material events or corporate event	Jan 28, 2020	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
4	Statement of changes in beneficial ownership of securities	Jan 13, 2020	Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
3	Initial filing by director officer or owner of more than ten percent.	Jan 13, 2020	Open Initial filing by director officer or owner of more than ten percent. in HTML.Open Initial filing by director officer or owner of more than ten percent. in DOC file.Open Initial filing by director officer or owner of more than ten percent. in PDF file.Open Initial filing by director officer or owner of more than ten percent. in XLS file.
8-K	Report of unscheduled material events or corporate event	Jan 2, 2020	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
8-K	Report of unscheduled material events or corporate event	Dec 30, 2019	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
10-Q	Quarterly report which provides a continuing view of a company's financial position	Nov 13, 2019	Open Quarterly report which provides a continuing view of a company's financial position in HTML.Open Quarterly report which provides a continuing view of a company's financial position in DOC file.Open Quarterly report which provides a continuing view of a company's financial position in PDF file.Open Quarterly report which provides a continuing view of a company's financial position in XLS file.Open Quarterly report which provides a continuing view of a company's financial position in XBLR Viewer.Open Quarterly report which provides a continuing view of a company's financial position in XBLR file.
8-K	Report of unscheduled material events or corporate event	Nov 13, 2019	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
8-K	Report of unscheduled material events or corporate event	Oct 11, 2019	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
8-K	Report of unscheduled material events or corporate event	Oct 2, 2019	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
8-K	Report of unscheduled material events or corporate event	Sep 27, 2019	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
8-K	Report of unscheduled material events or corporate event	Sep 9, 2019	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
EFFECT	Notice from the SEC of registration effectiveness	Sep 6, 2019	Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file.Open Notice from the SEC of registration effectiveness in XLS file.
S-3	Simplified registration form	Sep 3, 2019	Open Simplified registration form in HTML.Open Simplified registration form in DOC file.Open Simplified registration form in PDF file.Open Simplified registration form in XLS file.
8-K	Report of unscheduled material events or corporate event	Sep 3, 2019	Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
S-8	Securities offered to employees pursuant to employee benefit plans	Sep 3, 2019	Open Securities offered to employees pursuant to employee benefit plans in HTML.Open Securities offered to employees pursuant to employee benefit plans in DOC file.Open Securities offered to employees pursuant to employee benefit plans in PDF file.Open Securities offered to employees pursuant to employee benefit plans in XLS file.
3/A	Amendment to a previously filed Form 3.	Aug 29, 2019	Open Amendment to a previously filed Form 3. in HTML.Open Amendment to a previously filed Form 3. in DOC file.Open Amendment to a previously filed Form 3. in PDF file.Open Amendment to a previously filed Form 3. in XLS file.
3/A	Amendment to a previously filed Form 3.	Aug 29, 2019	Open Amendment to a previously filed Form 3. in HTML.Open Amendment to a previously filed Form 3. in DOC file.Open Amendment to a previously filed Form 3. in PDF file.Open Amendment to a previously filed Form 3. in XLS file.
4/A	Amendment to a previously filed 4	Aug 29, 2019	Open Amendment to a previously filed 4 in HTML.Open Amendment to a previously filed 4 in DOC file.Open Amendment to a previously filed 4 in PDF file.Open Amendment to a previously filed 4 in XLS file.
4/A	Amendment to a previously filed 4	Aug 29, 2019	Open Amendment to a previously filed 4 in HTML.Open Amendment to a previously filed 4 in DOC file.Open Amendment to a previously filed 4 in PDF file.Open Amendment to a previously filed 4 in XLS file.
4/A	Amendment to a previously filed 4	Aug 29, 2019	Open Amendment to a previously filed 4 in HTML.Open Amendment to a previously filed 4 in DOC file.Open Amendment to a previously filed 4 in PDF file.Open Amendment to a previously filed 4 in XLS file.
4/A	Amendment to a previously filed 4	Aug 29, 2019	Open Amendment to a previously filed 4 in HTML.Open Amendment to a previously filed 4 in DOC file.Open Amendment to a previously filed 4 in PDF file.Open Amendment to a previously filed 4 in XLS file.
3/A	Amendment to a previously filed Form 3.	Aug 29, 2019	Open Amendment to a previously filed Form 3. in HTML.Open Amendment to a previously filed Form 3. in DOC file.Open Amendment to a previously filed Form 3. in PDF file.Open Amendment to a previously filed Form 3. in XLS file.
3/A	Amendment to a previously filed Form 3.	Aug 29, 2019	Open Amendment to a previously filed Form 3. in HTML.Open Amendment to a previously filed Form 3. in DOC file.Open Amendment to a previously filed Form 3. in PDF file.Open Amendment to a previously filed Form 3. in XLS file.
3/A	Amendment to a previously filed Form 3.	Aug 29, 2019	Open Amendment to a previously filed Form 3. in HTML.Open Amendment to a previously filed Form 3. in DOC file.Open Amendment to a previously filed Form 3. in PDF file.Open Amendment to a previously filed Form 3. in XLS file.
3/A	Amendment to a previously filed Form 3.	Aug 29, 2019	Open Amendment to a previously filed Form 3. in HTML.Open Amendment to a previously filed Form 3. in DOC file.Open Amendment to a previously filed Form 3. in PDF file.Open Amendment to a previously filed Form 3. in XLS file.
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